SAMPLE POLICY WORK

Controlled Documentation: All records, including preliminary investigation reports, corrective action plans, final resolution memos, and appeal decisions, are stored in our secure digital records system with strict version control. Internal Review: Regular reports are generated for internal audits and are reviewed by the Quality Assurance Committee and executive leadership. External Reporting: Aggregated data from grievance reports, including trends and corrective action outcomes, are provided to external regulatory bodies (e.g., TennCare, state licensing agencies) during routine inspections. Confidentiality and Access Control: Only authorized personnel have access to grievance records to ensure confidentiality. Data is encrypted both in transit and storage, in compliance with HIPAA and other privacy guidelines.

k. Roles and Responsibilities Summary

A successful grievance process is supported by clearly defined roles:

Complainant (Client/Family/Employee):

– Responsible for filing grievances accurately and providing all supporting information. – Encouraged to follow up with any additional documentation and to participate in subsequent interviews or review meetings. • Direct Support Professionals and Frontline Staff: – Assist clients and families with filing grievances and provide initial information regarding the incident. – Report any observed issues in accordance with the established procedures. • Supervisors and Department Heads: – Receive, document, and escalate grievances as necessary. – Ensure that all incidents are addressed promptly and that preliminary findings are documented. • Grievance Coordinator/Client Advocate: – Acts as the primary point of contact for grievance submissions. – Manages the Central Grievance Log, ensures timely acknowledgment, and coordinates the investigation process. • Incident Response and Investigation Team:

Waiver Consulting Group © 2025 | 327

Powered by